![]() ![]() Patricia Monterosso, Director, Continuing Education Services, CRED, at (212) 858-4086 or by email.Ĭurrently, firms use a Web CRD interface to complete and file Form U4 (Uniform Application for Securities Industry Registration or Transfer).Noah Egorin, Senior Director, Credentialing, Registration, Education, Disclosure (CRED), at (240) 386-6734 or by email or.Questions concerning this Notice should be directed to: As discussed below, some of these changes will require registered persons (and persons seeking registration) to exclusively use FINRA’s Financial Professional Gateway (FinPro). This Information Notice highlights near-term changes to the manner in which firms and their personnel access, and interact with, FINRA’s registration and continuing education applications and provides relevant dates when FINRA anticipates those changes will occur. FINRA’s Digital Experience Transformation is changing the way that firms and their personnel access and interact with FINRA’s systems and complete their compliance and regulatory tasks.
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